Industry Regulation & Ethics


Ethics issues in the financial services industry affects everyone. Our indistry regualtion & ethics speakers provide programs and presentations that cover all areas of ethics from regulations to pitfalls and the ethical responsibilities we all face working in a highly regulated industry. Many of our programs will also qualify for your annual Firm Element requirement.

Medicare Rights Center

The goal of Medicare Rights Center’s work with the financial services industry is to ensure that professionals master the basics of health care coverage for older adults and people with disabilities.

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